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Stephen H Briggs

Citizens Securities, Inc.

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About Stephen H Briggs

Stephen Briggs is a financial advisor at Citizens Securities, Inc. Stephen has been in the financial services industry for over 20 years and has experience working with a variety of clients, including individuals, corporations, and high-net-worth individuals. Stephen is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Series 6, 7, and 66 licenses. Stephen is registered to provide investment advice in Florida, Ohio, and Tennessee. In addition to providing investment advice, Stephen also provides financial planning services, including retirement planning, college savings planning, and estate planning.

Firm Information

Stephen Briggs is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Briggs’s Registration & Firm History

OH

10/02/2006 - Present

Citizens Securities, Inc. (MENTOR OH)

NE

12/20/2003 - 12/08/2005

ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)

OH

05/24/2002 - 01/07/2004

NATIONWIDE SECURITIES, INC. (COLUMBUS OH)

MA

01/26/2000 - 04/16/2002

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

01/26/2000 - 04/16/2002

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

WI

09/10/1999 - 02/03/2000

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WI

08/13/1999 - 01/25/2000

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 06/05/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/27/2006

Series 7 - General Securities Representative Examination

BC

Issued 08/13/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Stephen H Briggs. Review regulatory record here.
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