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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Shipp is an investment advisor representative with Geneos Wealth Management, Inc. Stephen has been in the financial industry since 1991. Stephen works with individuals, businesses, and charitable organizations to help them meet their financial goals. Stephen has expertise in a variety of areas, including financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/13/2017 - Present
Geneos Wealth Management, Inc. (San Mateo CA)
CA
06/04/2008 - 06/02/2016
FOOTHILL SECURITIES, INC. (HALF MOON BAY CA)
CA
12/13/2007 - 06/04/2008
GENEOS WEALTH MANAGEMENT, INC. (SAN RAMON CA)
CA
12/09/2005 - 12/07/2007
CUE FINANCIAL GROUP, INC. (SAUSALITO CA)
TX
08/16/2005 - 12/05/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
12/05/2000 - 08/12/2005
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MO
10/01/1996 - 10/11/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NJ
01/22/1996 - 10/14/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
CA
03/14/1990 - 12/22/1995
IRM DISTRIBUTORS, INC. (CARPINTERIA CA)
NA
05/23/1989 - 06/21/1989
FIRST EAGLE, INC.
IA
Issued 11/03/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/05/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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