Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Griffin Wang is a financial advisor currently registered with LPL Financial LLC in Huntersville, NC and has been in the industry since April 13, 2014. Stephen is also registered as an Investment Advisor Representative in North Carolina and Texas. Previously, Stephen was registered with WELLS FARGO CLEARING SERVICES, LLC in Charlotte, NC from April 14, 2014, to August 1, 2024. Stephen holds Series 7, Series 66, and SIE licenses. Stephen offers financial planning services including portfolio management for individuals and businesses, consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/25/2024 - Present
LPL Financial LLC (HUNTERSVILLE NC)
NC
04/14/2014 - 08/01/2024
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
BOTH
Issued 06/19/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Stephen Wang is the right advisor for you? Invested Better is here to help.
