Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Avis is a financial advisor associated with Wells Fargo Clearing Services, LLC. Stephen has been in the financial industry since January 4, 1993, and is currently registered with the firm in Colorado and Texas. Stephen has a long history of working with clients in a variety of capacities, including as a trustee for various trusts and as a co-trustee for a family trust. Stephen also has experience as a managing member of a family LLC for estate planning. Stephen holds the Series 7, Series 52, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
10/01/2012 - Present
Wells Fargo Clearing Services, LLC (DENVER CO)
CO
01/05/1993 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DENVER CO)
BOTH
Issued 01/25/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/30/1992
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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