Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Gregg Maluchnik is a financial advisor with over 27 years of experience in the industry. Stephen Maluchnik is currently registered with Wells Fargo Clearing Services, LLC. Stephen Maluchnik also previously worked at Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Waterhouse Securities, Inc., Legg Mason Wood Walker, Incorporated, and F.N. Wolf & Co., Inc.. Stephen Maluchnik has specialized in providing financial advice for individuals, businesses, corporations, investment companies, pension plans, charitable organizations, insurance companies, banking institutions, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/03/2022 - Present
Wells Fargo Clearing Services, LLC (PALO ALTO CA)
CA
06/01/2009 - 08/08/2012
MORGAN STANLEY SMITH BARNEY (PALO ALTO CA)
CA
04/23/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PALO ALTO CA)
NE
07/26/1996 - 04/08/1998
WATERHOUSE SECURITIES, INC. (OMAHA NE)
MD
03/20/1995 - 11/06/1995
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
05/26/1994 - 06/17/1994
F.N. WOLF & CO., INC.
IA
Issued 05/01/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stephen Maluchnik is the right advisor for you? Invested Better is here to help.
