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Stephen Greeson Enochs

Cape Investment Advisory, Inc.

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About Stephen Greeson Enochs

Stephen Greeson Enochs has been in the financial industry since 1993. Stephen is currently registered with Cape Investment Advisory, Inc. and holds Series 63, Series 65, Series 7 and SIE licenses. Stephen has been a registered representative with Cape Securities Inc. since 2009. Stephen is also president of his self-branded firm, S. Enochs Investments LLC.

Firm Information

Stephen Enochs is currently registered with Cape Investment Advisory, Inc.. Cape Investment Advisory, Inc. is an investment advisory firm headquartered in McDonough, Georgia, with a total of 40 investment adviser representatives. The firm manages approximately $365 million in assets, providing financial planning, pension consulting, and portfolio management services for individuals and businesses. They also offer educational seminars and select other advisors. The firm's services are tailored to meet the needs of high-net-worth individuals, pension and profit-sharing plans, and other individual clients.
Cape Investment Advisory, Inc.

1600 PENNSYLVANIA AVE.

MCDONOUGH, GA 30253

$365.21M

Assets Under Management

Not reported

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Enochs’s Registration & Firm History

GA

04/22/2021 - Present

Cape Investment Advisory, Inc. (MCDONOUGH GA)

AL

11/20/2001 - 08/25/2009

AURA FINANCIAL SERVICES, INC. (BIRMINGHAM AL)

NJ

08/14/2000 - 11/26/2001

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

NY

04/10/1996 - 08/14/2000

J.C. BRADFORD & CO. (NEW YORK NY)

GA

06/08/1993 - 03/11/1996

THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)

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Licenses & Designations

IA

Issued 06/14/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/09/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/07/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Stephen Greeson Enochs. Review regulatory record here.
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