Unclaimed
Stephen Gomes is a financial professional registered with Keybanc Capital Markets Inc. in Houston, Texas. Stephen is a licensed securities agent and has passed the Series 79TO and SIE exams. Stephen has been in the industry for less than a year.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/19/2024 - Present
Keybanc Capital Markets Inc. (HOUSTON TX)
BC
Issued 06/06/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/16/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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