Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Glagola is a financial advisor at Jonestrading. Stephen is a registered representative and investment advisor representative with 12 years of experience in the financial industry. Stephen holds the Series 7, Series 63, Series 86, Series 87, and SIE licenses. Stephen is licensed to sell securities in 12 states, including California, Colorado, Connecticut, Florida, Hawaii, Massachusetts, New Jersey, New York, North Carolina, South Carolina, Texas, and Utah. Stephen previously worked at Cowen and Company and Barclays Capital Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/26/2024 - Present
Jonestrading (San Francisco CA)
CA
08/28/2013 - 03/26/2024
COWEN AND COMPANY (San Francisco CA)
NY
08/17/2011 - 07/15/2013
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/29/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/16/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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