Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Gironta is a registered representative with Oppenheimer & Co. Inc. Stephen has been in the securities industry since 1993. Stephen has held previous positions with WELLS FARGO CLEARING SERVICES, LLC, MORGAN STANLEY & CO. INCORPORATED, MORGAN STANLEY DW INC., CITIGROUP GLOBAL MARKETS INC., PAINEWEBBER INCORPORATED, INVEST FINANCIAL CORPORATION, MARKETING ONE SECURITIES, INC., and GDM SECURITIES, INC. Stephen's office is located in Bethlehem, Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
PA
02/07/2019 - Present
Oppenheimer & Co. Inc. (BETHLEHEM PA)
PA
03/18/2009 - 02/07/2019
WELLS FARGO CLEARING SERVICES, LLC (SCRANTON PA)
NY
04/02/2007 - 03/23/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
02/25/2005 - 04/02/2007
MORGAN STANLEY DW INC. (NEW YORK NY)
NY
10/08/1999 - 03/24/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
11/19/1997 - 10/25/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
WI
02/02/1995 - 11/17/1997
INVEST FINANCIAL CORPORATION (APPLETON WI)
OR
06/23/1993 - 12/31/1994
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NA
05/03/1988 - 08/17/1988
GDM SECURITIES, INC.
IA
Issued 04/25/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 06/22/1993
Series 7 - General Securities Representative Examination
BC
Issued 03/30/1988
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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