Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Girard Trottier is a financial advisor with over 30 years of experience in the financial services industry. Stephen currently works with LPL Financial LLC and has been with the company since 2009. Stephen is registered with the state of Maine as a Registered Representative and Investment Adviser Representative. Prior to LPL Financial LLC, Stephen worked for several other firms, including Raymond James Financial Services, Inc., Edward Jones, Citigroup Global Markets Inc., Dean Witter Reynolds Inc., American Express Financial Advisors Inc., IDS Life Insurance Company, and F.N. Wolf & Co., Inc. Stephen has passed the Series 7, 9, 10, 31, 63, and 65 exams. Stephen's expertise is in providing investment advice and financial planning to individuals, families, businesses, and charitable organizations. Stephen is committed to providing his clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ME
03/08/2011 - Present
LPL Financial LLC (KENNEBUNK ME)
ME
01/12/2007 - 06/19/2009
RAYMOND JAMES FINANCIAL SERVICES, INC. (KENNEBUNK ME)
ME
08/08/2003 - 12/20/2006
EDWARD JONES (KENNEBUNK ME)
NY
05/21/1999 - 08/19/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/29/1991 - 07/16/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MN
04/11/1991 - 05/22/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/11/1991 - 05/22/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
11/21/1989 - 12/18/1989
F.N. WOLF & CO., INC.
IA
Issued 03/07/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/16/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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