Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Giannantonio is a financial professional with over 28 years of experience in the industry. Stephen is currently registered with Aegis Capital Corp. Stephen has experience providing financial planning, portfolio management services for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
06/17/2013 - Present
Aegis Capital Corp. (NEW YORK NY)
NY
03/20/2013 - 06/17/2013
JOHN THOMAS FINANCIAL (NEW YORK NY)
NY
08/03/2012 - 03/22/2013
ROCKWELL GLOBAL CAPITAL LLC (NEW YORK NY)
NY
01/05/2012 - 07/16/2012
EKN FINANCIAL SERVICES INC. (MELVILLE NY)
NY
08/01/2005 - 01/06/2012
LAIDLAW & COMPANY (UK) LTD. (MELVILLE NY)
NY
03/14/2003 - 08/04/2005
TRIDENT PARTNERS LTD. (WOODBURY NY)
NY
07/20/2001 - 02/07/2003
GLENN MICHAEL FINANCIAL, INC. (MELVILLE NY)
NY
09/26/2000 - 06/04/2001
AXA ADVISORS, LLC (NEW YORK NY)
NY
10/20/1997 - 04/26/2000
GLENN MICHAEL FINANCIAL, INC. (MELVILLE NY)
NA
08/27/1996 - 10/24/1997
SHAMUS GROUP, INC.
NJ
12/16/1994 - 12/13/1996
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
NY
12/05/1994 - 12/16/1994
AMERICORP SECURITIES, INC. (NEW YORK NY)
NJ
03/09/1994 - 12/08/1994
T.R. WINSTON & COMPANY, INC. (BEDMINSTER NJ)
NY
02/09/1994 - 03/08/1994
OPPENHEIMER & CO., INC. (NEW YORK NY)
IA
Issued 10/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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