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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Gerard Rossi Jr. is a financial advisor at Cetera Investment Advisers LLC in Melbourne, FL. Stephen has over 27 years of experience in the financial industry, holding both securities and investment advisor licenses. He is a Registered Representative, Investment Advisor Representative, and also holds a Series 24 General Securities Principal license. Stephen has a broad range of experience in the financial industry including financial planning, portfolio management, and pension consulting. Stephen's previous employment includes First Allied Securities, Inc. and First Allied Advisory Services, Inc. He is currently registered with both FINRA and the state of Florida. Stephen holds a Series 6, Series 62, Series 63, Series 65, and SIE exam license. Stephen is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
11/03/2022 - Present
Cetera Investment Advisers LLC (MELBOURNE FL)
FL
07/25/1995 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (MELBOURNE FL)
IA
Issued 05/16/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2000
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 07/24/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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