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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Rossi is a registered investment advisor with Cetera Investment Advisers LLC, a financial services firm based in Schaumburg, Illinois. Stephen Rossi is an active advisor in the states of Texas and Florida. Stephen Rossi has been working in the industry since July 1995. His firm Cetera Investment Advisers LLC has assets under management between $100 Billion and $500 Billion dollars. The firm primarily serves high net worth individuals, corporations or other businesses, pension and profit sharing plans, and charitable organizations. Stephen Rossi is registered with FINRA and state regulators in Florida and Texas. The individual advisor is also registered in all 44 states with the exception of New York and Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/03/2022 - Present
Cetera Investment Advisers LLC (MELBOURNE FL)
FL
07/25/1995 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (MELBOURNE FL)
IA
Issued 5/16/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/9/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/7/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2000
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 7/24/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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