linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Stephen Gerard Madden

UMB Financial Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Stephen? Claim Your Profile

About Stephen Gerard Madden

Stephen Madden is a financial advisor with UMB Financial Services, Inc. based in New York, NY. Stephen has been in the financial industry since 1999 and has a wide range of experience. Stephen is registered with FINRA as a General Securities Representative. Stephen's specializations include portfolio management for both businesses and individuals.

Firm Information

Stephen Madden is currently registered with UMB Financial Services, Inc.. UMB Financial Services, Inc. is a corporation that provides investment advisory services to individuals and businesses. The firm has been in operation since 1985 and is headquartered in Kansas City, Missouri. UMB Financial Services, Inc. offers a range of services, including financial planning, portfolio management, and wrap fee programs. The firm is registered with the SEC and is also registered in 52 states.
UMB Financial Services, Inc.

928 GRAND BLVD

KANSAS CITY, MO 64106

$730,778

Assets Under Management

1,301

Total Clients

121

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Stephen Madden’s Registration & Firm History

NY

04/07/2016 - Present

UMB Financial Services, Inc. (New York NY)

NY

02/11/2015 - 11/18/2015

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

02/04/2008 - 02/27/2015

SOUTHWEST SECURITIES, INC. (NEW YORK NY)

NY

04/25/2006 - 12/13/2007

LASALLE FINANCIAL SERVICES, INC. (NEW YORK NY)

TX

02/23/2005 - 04/17/2006

PENSON FINANCIAL SERVICES, INC. (DALLAS TX)

TX

05/15/2000 - 02/24/2005

SOUTHWEST SECURITIES, INC. (DALLAS TX)

NJ

10/01/1999 - 12/16/1999

J. F. HARTFIELD & CO., INC. (JERSEY CITY NJ)

NY

04/02/1998 - 12/15/1999

TITUS & DONNELLY LLC (NEW YORK NY)

Not sure if Stephen Gerard Madden is right for you?

Licenses & Designations

BC

Issued 03/03/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/23/2010

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/11/2000

Series 7 - General Securities Representative Examination

BC

Issued 04/01/1998

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Gerard Madden.
Not sure if Stephen Gerard Madden is right for you?