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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Hines is a financial advisor with over 30 years of experience in the industry. Stephen has been registered with the state of Texas since 2021 as an Investment Advisor Representative. Stephen also holds several professional designations and licenses, including Series 4, 7, 24, 27, 52, 53, 63, 65, and 99. Currently, Stephen is a managing director at U.S. Capital Wealth Advisors, LLC, and previously served as a registered representative for USCA Securities, LLC. Stephen provides investment advice to a variety of clients, including high-net-worth individuals, corporations, and pension plans. Stephen is dedicated to providing his clients with personalized financial advice and investment management services to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
06/30/2021 - Present
U.s. Capital Wealth Advisors, LLC (AUSTIN TX)
TX
10/30/2015 - 02/05/2016
LPL FINANCIAL LLC (HOUSTON TX)
TX
05/13/2003 - 01/22/2016
AMEGY INVESTMENTS, INC. (HOUSTON TX)
TX
05/30/2001 - 05/15/2003
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
TX
06/12/2000 - 05/29/2001
CHASE SECURITIES OF TEXAS, INC. (HOUSTON TX)
MN
04/14/2000 - 06/23/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
12/20/1999 - 06/20/2000
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
TX
05/13/1993 - 12/15/1999
CHASE SECURITIES OF TEXAS, INC. (HOUSTON TX)
NA
04/16/1991 - 05/13/1993
TEXAS COMMERCE BROKERAGE
NA
04/05/1988 - 01/11/1991
AMERICAN CAPITAL CONTRACTUAL SERVICES, INC.
GA
10/19/1983 - 12/31/1990
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
IA
Issued 02/21/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2015
Series 4 - Registered Options Principal Examination
BC
Issued 08/08/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/08/1986
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/12/1984
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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