Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Gooditis is a financial advisor and the owner of IAM Advisory LLC in Easton, Pennsylvania. Stephen has been a financial advisor since 1988 and holds Series 4, 6, 7, 24 and 63 securities licenses and a Series 65 investment advisor license. Stephen is also a Certified Financial Planner. Stephen has previously worked as a financial advisor at Royal Alliance Associates, Inc. and Investment Advisors & Consultants, Inc. in addition to Investment Advisors Asset Management, LLC. Stephen specializes in financial planning and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
11/17/2020 - Present
IAM Advisory LLC (EASTON PA)
PA
11/29/2006 - 03/09/2020
ROYAL ALLIANCE ASSOCIATES, INC. (EASTON PA)
NJ
04/08/1988 - 12/04/2006
INVESTMENT ADVISORS & CONSULTANTS, INC. (FLEMINGTON NJ)
IA
Issued 01/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2001
Series 4 - Registered Options Principal Examination
BC
Issued 08/28/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/24/1996
Series 7 - General Securities Representative Examination
BC
Issued 04/07/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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