Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Gerard Cook is an active advisor with Raymond James Financial Services Advisors, Inc. Stephen is a registered representative in Florida, Texas, and several other states. Stephen also has a Series 63 license. Stephen's professional experience includes positions with Robert Thomas Securities, Inc, John Franklin & Associates, Inc., Drexel Burnham Lambert Incorporated, Oppenheimer & Co., Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
03/03/2011 - Present
Raymond James Financial Services Advisors, Inc. (Boca Raton FL)
FL
10/27/1986 - 10/26/1990
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NA
05/14/1986 - 11/05/1986
JOHN FRANKLIN & ASSOCIATES, INC.
NA
10/30/1984 - 05/13/1986
DREXEL BURNHAM LAMBERT INCORPORATED
NA
10/23/1978 - 02/11/1985
OPPENHEIMER & CO., INC.
NA
09/26/1978 - 11/18/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
04/01/1977 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BC
Issued 09/27/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 10/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 03/19/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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