Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen George Powers is a financial advisor with over 35 years of experience in the financial services industry. Stephen is currently registered with Janney Montgomery Scott LLC and has been with the firm since December 2020. Prior to that, Stephen worked at WELLS FARGO CLEARING SERVICES, LLC and A. G. EDWARDS & SONS, INC. Stephen holds Series 7, 63, and 65 licenses and has a SIE designation. Stephen has experience providing financial advice to individuals, families, and businesses. Stephen is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NY
03/31/2021 - Present
Janney Montgomery Scott LLC (GARDEN CITY NY)
NY
01/01/2008 - 12/07/2020
WELLS FARGO CLEARING SERVICES, LLC (HAUPPAUGE NY)
NY
06/29/1990 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SMITHTOWN NY)
NJ
09/27/1988 - 06/06/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
08/12/1985 - 09/26/1988
SHEARSON LEHMAN HUTTON INC.
NA
03/20/1985 - 07/26/1985
MCLAUGHLIN, PIVEN, VOGEL INC.
IA
Issued 03/29/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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