Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Harvey is a financial advisor at Commonwealth Financial Network with over 38 years of experience in the financial services industry. Stephen has earned numerous licenses, including Series 3, 7, 8, 10, 63, and 65, which demonstrate a commitment to professional excellence. Stephen has been registered with the firm since April 2005, and prior to that, worked for Morgan Stanley DW Inc., Shearson Lehman Hutton Inc., and E. F. Hutton & Company Inc. Stephen provides financial planning and investment advisory services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
04/30/2005 - Present
Commonwealth Financial Network (ALEXANDRIA VA)
NY
05/25/1990 - 05/04/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
04/11/1988 - 05/11/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
07/26/1984 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 11/11/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/27/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/1992
Series 3 - National Commodity Futures Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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