Unclaimed
Stephen George Amble is a financial advisor with LPL Financial LLC, a leading independent broker-dealer and registered investment advisor. Stephen has been in the financial industry since June 2003. He offers a wide range of financial services, including investment management, financial planning, and insurance. Stephen has a strong commitment to providing his clients with personalized financial advice and strategies to help them reach their goals. He has offices in Spokane, WA. Stephen is also registered as an investment advisor representative with LPL Financial LLC in Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
01/15/2008 - Present
LPL Financial LLC (SPOKANE WA)
WA
04/29/2004 - 12/18/2007
EDWARD JONES (SPOKANE WA)
MN
09/06/2001 - 07/11/2002
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
BOTH
Issued 11/02/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 04/28/2004
Series 7 - General Securities Representative Examination
BC
Issued 09/05/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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