Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Halley has over 20 years of experience in the financial services industry, working with a variety of clients including individuals, corporations, and institutions. Stephen is currently a Senior Director at Equity Investment Corporation, where he focuses on marketing and selling investment products to financial advisors. Previously, Stephen worked as an advisor at various firms, including Wells Fargo Investments, LLC, Salomon Smith Barney, Inc., and Unified Financial Securities, LLC. Stephen has a strong track record of success in helping clients achieve their financial goals. He is dedicated to providing personalized advice and service to each of his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
GA
10/03/2019 - Present
Equity Investment Corp. (ATLANTA GA)
ME
10/26/2017 - 09/05/2019
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
IN
03/25/2014 - 07/12/2016
UNIFIED FINANCIAL SECURITIES, LLC (INDIANAPOLIS IN)
IN
05/05/2008 - 09/26/2013
UNIFIED FINANCIAL SECURITIES, INC. (INDIANAPOLIS IN)
CT
01/04/2007 - 01/08/2008
ING FUNDS DISTRIBUTOR, LLC (WINDSOR CT)
NY
08/06/2002 - 01/03/2007
ING INVESTMENT MANAGEMENT SERVICES LLC (NEW YORK NY)
CA
05/02/2001 - 08/08/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
10/20/1999 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
10/29/1998 - 04/08/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 01/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Stephen Halley is the right advisor for you? Invested Better is here to help.
