Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Gary Pollock is a financial advisor at LPL Financial LLC. Stephen has been in the financial services industry since 1998 and is registered with the state of New Jersey. Stephen is also registered as an Investment Advisor Representative. He is a Series 63, 65 and 7 licensed professional. Prior to joining LPL Financial LLC, Stephen worked at PNC INVESTMENTS and J.J.B. HILLIARD, W.L. LYONS, INC.. Stephen works with a variety of clients including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit sharing plans and investment clubs. Stephen is dedicated to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NJ
10/01/2018 - Present
LPL Financial LLC (MOUNT LAUREL NJ)
NJ
01/01/2004 - 10/03/2018
PNC INVESTMENTS (CINNAMINSON NJ)
KY
06/01/2002 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
04/19/2001 - 06/01/2002
PNC BROKERAGE CORP (PITTSBURGH PA)
NY
10/23/1998 - 03/30/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MN
08/12/1998 - 11/11/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/12/1998 - 11/11/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 12/03/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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