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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Garrett Smith is a financial advisor with Kestra Advisory Services, LLC. Stephen has been in the financial industry since August 1999. Stephen is a Registered Representative with the state of Texas and holds the Series 7, Series 24, and Series 66 licenses. Stephen Garrett Smith is also a Registered Investment Advisor (RIA) with the state of Texas. Stephen has a broad range of experience in providing financial advice to individuals and businesses. Stephen specializes in portfolio management, financial planning, and pension consulting. Stephen currently has approximately 48.32 billion dollars in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
01/29/2020 - Present
Kestra Advisory Services, LLC (AUSTIN TX)
TX
10/25/2019 - 01/13/2020
AVANTAX INVESTMENT SERVICES, INC. (DALLAS TX)
TX
08/13/2007 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
07/18/2007 - 08/08/2007
FIRST SOUTHWEST COMPANY (DALLAS TX)
TX
06/17/2002 - 07/18/2007
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
MN
08/11/2000 - 07/02/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/11/2000 - 07/02/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 01/29/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/24/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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