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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Higgins is a financial advisor with Eagle Strategies LLC. Stephen has 14 years of experience in the financial services industry. Stephen is registered with the state of California. Stephen is also a registered representative with FINRA. Stephen has passed the Series 7, Series 6, Series 63 and the SIE exams. Stephen specializes in financial planning, portfolio management, and educational seminars. Stephen's firm offers a range of financial services, including financial planning, investment management, and educational seminars. The firm's clients include individuals, families, businesses, and charities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
11/12/2024 - Present
Eagle Strategies LLC (SANTA ROSA CA)
CA
10/03/2013 - 08/25/2016
J.P. MORGAN SECURITIES LLC (SANTA ROSA CA)
NY
01/23/1995 - 10/16/1997
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
02/03/1994 - 04/12/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 10/17/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/15/2024
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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