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Stephen Gandy

Nylife Securities LLC

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About Stephen Gandy

Stephen Gandy is a financial professional with over 7 years of experience in the industry. Stephen is currently registered with Nylife Securities LLC and is licensed to provide investment advice in Texas. Stephen has a Series 6, Series 63, Series 6TO and SIE licenses. Stephen is also a former employee of State Farm VP Management Corp.

Firm Information

Stephen Gandy is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Gandy’s Registration & Firm History

TX

04/18/2024 - Present

Nylife Securities LLC (FRISCO TX)

IL

04/28/2023 - 07/25/2023

STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)

IL

01/01/2016 - 09/22/2020

STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)

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Licenses & Designations

BC

Issued 01/15/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Gandy.
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