Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Gregory is an investment professional with over 18 years of experience in the financial services industry. Stephen is currently a Registered Representative with Piper Sandler & Co. where Stephen specializes in providing investment advice to clients. Stephen has held previous roles with Cornerstone Macro LLC, Wolfe Trahan Securities, International Strategy & Investment Group Inc., Bear, Stearns & Co. Inc., Wachovia Securities, LLC, and Prudential Securities Incorporated. Stephen holds Series 3, 7, 24, 63, 65 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/07/2022 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
04/28/2014 - 02/16/2022
CORNERSTONE MACRO LLC (New York NY)
NY
06/11/2010 - 04/30/2013
WOLFE TRAHAN SECURITIES (NEW YORK NY)
NY
05/30/2008 - 02/16/2010
INTERNATIONAL STRATEGY & INVESTMENT GROUP INC. (NEW YORK NY)
NY
09/03/2004 - 05/09/2007
BEAR, STEARNS & CO. INC. (NEW YORK NY)
MO
07/01/2003 - 09/20/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
09/07/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 01/24/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2008
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/06/2003
Series 3 - National Commodity Futures Examination
BC
Issued 07/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stephen Gregory is the right advisor for you? Invested Better is here to help.
