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Stephen Fulmek

Cetera Advisors LLC

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About Stephen Fulmek

Stephen Fulmek is a financial advisor with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, and Cetera Advisor Networks LLC. Stephen has been in the financial services industry since August 2011. Stephen holds Series 6, 7, 24, and 63 licenses. Stephen is registered to offer securities in Minnesota.

Firm Information

Stephen Fulmek is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Fulmek’s Registration & Firm History

MN

08/14/2023 - Present

Cetera Advisors LLC (SAINT PAUL MN)

MN

08/08/2011 - 08/10/2023

SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)

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Licenses & Designations

BC

Issued 06/27/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/18/2020

Series 24 - General Securities Principal Examination

BC

Issued 07/30/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Fulmek.
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