Unclaimed
Stephen Fulmek is a financial advisor with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, and Cetera Advisor Networks LLC. Stephen has been in the financial services industry since August 2011. Stephen holds Series 6, 7, 24, and 63 licenses. Stephen is registered to offer securities in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
08/14/2023 - Present
Cetera Advisors LLC (SAINT PAUL MN)
MN
08/08/2011 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)
BC
Issued 06/27/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2020
Series 24 - General Securities Principal Examination
BC
Issued 07/30/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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