Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Frederico is a financial advisor with Wells Fargo Securities, LLC. Stephen has been in the financial services industry since December 22, 2018. Stephen is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, SIE, and Series 79 licenses. Stephen is licensed to sell securities in all 50 states and the District of Columbia. Stephen was previously registered with Guggenheim Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/24/2024 - Present
Wells Fargo Securities, LLC (New York NY)
NY
09/09/2017 - 04/10/2023
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
BC
Issued 09/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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