Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Fredericks Sutherland is a financial advisor with over 40 years of experience in the industry. Stephen is currently registered with Wells Fargo Clearing Services, LLC and has offices in Toledo, OH and Missoula, MT. Stephen was previously registered with MORGAN STANLEY & CO. INCORPORATED, MORGAN STANLEY DW INC., PAINEWEBBER INCORPORATED, KIDDER, PEABODY & CO. INCORPORATED and RYAN, SUTHERLAND & CO., INC. Stephen has passed the Series 31, Series 7, and SIE exams, and holds a Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
03/02/2009 - Present
Wells Fargo Clearing Services, LLC (TOLEDO OH)
OH
04/02/2007 - 03/02/2009
MORGAN STANLEY & CO. INCORPORATED (TOLEDO OH)
OH
03/22/2000 - 04/02/2007
MORGAN STANLEY DW INC. (TOLEDO OH)
NJ
05/09/1988 - 03/27/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
03/11/1988 - 04/04/1988
PAINEWEBBER INCORPORATED
NA
01/29/1980 - 03/23/1988
KIDDER, PEABODY & CO. INCORPORATED
NA
04/06/1976 - 02/11/1980
RYAN, SUTHERLAND & CO., INC.
BC
Issued 10/22/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 03/15/1980
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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