Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Siciliano is a financial advisor with Brookfield Oaktree Wealth Solutions LLC, a company with offices in New York City. Stephen is a Series 7 and 63 licensed advisor with 10 years of experience in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/22/2021 - Present
Brookfield Oaktree Wealth Solutions LLC (New York NY)
NY
03/11/2021 - 12/22/2021
BROOKFIELD PRIVATE ADVISORS LLC (New York NY)
NY
06/19/2018 - 12/22/2021
INDEPENDENT BROKERAGE SOLUTIONS LLC (NEW YORK NY)
NY
09/06/2013 - 11/24/2021
OCM INVESTMENTS, LLC (NEW YORK NY)
ME
01/05/2015 - 05/22/2015
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
BC
Issued 09/18/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2017
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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