Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Owen III is an Investment Advisor Representative at RBC Capital Markets, LLC. Stephen has been a registered investment advisor since 1994 and a registered broker since 1993. Stephen has worked with a number of financial institutions throughout their career, including UBS Financial Services Inc., Morgan Stanley, Wells Fargo Advisors, LLC, First Union Brokerage Services, Inc., Johnston, Lemon & Co. Incorporated, Legg Mason Wood Walker, Incorporated, and Raymond James & Associates, Inc. Stephen is licensed in 24 states and specializes in providing financial advice to individuals, families, and businesses. Stephen is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
10/27/2022 - Present
RBC Capital Markets, LLC (ANNAPOLIS MD)
MD
06/04/2015 - 11/04/2022
UBS FINANCIAL SERVICES INC. (ANNAPOLIS MD)
MD
07/02/2009 - 06/18/2015
MORGAN STANLEY (ANNAPOLIS MD)
MD
10/01/2000 - 07/13/2009
WELLS FARGO ADVISORS, LLC (SEVERNA PARK MD)
NC
08/17/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
DC
10/19/1998 - 06/23/2000
JOHNSTON, LEMON & CO. INCORPORATED (WASHINGTON DC)
MD
01/30/1997 - 10/26/1998
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
FL
08/12/1994 - 01/27/1997
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
MD
09/22/1993 - 08/09/1994
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
IA
Issued 09/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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