Unclaimed
Stephen Laughter is a financial advisor associated with Truist Advisory Services, Inc., with over 20 years of experience in the financial services industry. Stephen holds Series 7 and Series 63 licenses, as well as the SIE exam. Stephen's professional experience includes previous roles at Fifth Third Securities, Inc., MML Investors Services, Inc., and A. G. Edwards & Sons, Inc. In addition to serving as a financial advisor, Stephen is also active in real estate investments. Stephen is registered to provide investment advice in 29 states, including Tennessee, Texas, Alabama, California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Indiana, Kentucky, Maine, Maryland, Michigan, Minnesota, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Vermont, Virginia, West Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
11/15/2017 - Present
Truist Advisory Services, Inc. (SUITE 620 TN)
TN
01/10/2005 - 09/27/2007
FIFTH THIRD SECURITIES, INC. (NASHVILLE TN)
MA
04/16/2001 - 01/14/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MO
04/16/1998 - 04/11/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 04/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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