Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Lawandales is an active financial advisor, registered with LPL Financial LLC. Stephen has been in the financial industry since January 20, 1987. Stephen holds FINRA Series 63, 66, 7, and SIE licenses, and is registered in 16 states. Stephen previously worked for Securities Service Network, LLC, FSC Securities Corporation, SII Investments, Inc., and Royal Alliance Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
05/25/2018 - Present
LPL Financial LLC (MARIETTA GA)
GA
08/26/2016 - 05/25/2018
SECURITIES SERVICE NETWORK, LLC (Marietta GA)
GA
04/09/2015 - 09/13/2016
FSC SECURITIES CORPORATION (MARIETTA GA)
GA
06/18/2007 - 04/15/2015
SII INVESTMENTS, INC. (MARIETTA GA)
GA
11/19/1989 - 07/09/2007
ROYAL ALLIANCE ASSOCIATES, INC. (KENNESAW GA)
NA
01/21/1987 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
BOTH
Issued 04/20/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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