Unclaimed
Stephen Francis Votto is a registered representative with Franklin Distributors, LLC. Stephen has been in the securities industry since October 1, 2008. Stephen holds the Series 7 and Series 63 registrations and is registered in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
10/01/2008 - Present
Franklin Distributors, LLC (STAMFORD CT)
BC
Issued 11/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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