Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Francis Rohan is a Registered Representative and Investment Advisor Representative with Gallagher Fiduciary Advisors, LLC. Stephen has over 30 years of experience in the financial services industry and has worked for several prominent firms including Kestra Investment Services, LLC, GBS Retirement Services, Inc., Zeus Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Stephen holds a Series 7, Series 63, and Series 65 licenses. Stephen is dedicated to providing comprehensive financial planning and investment advisory services to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
See schedule d misc. for explanation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
04/25/2022 - Present
Gallagher Fiduciary Advisors, LLC (Mt. Laurel NJ)
NY
04/01/2022 - 08/23/2024
TRIAD ADVISORS LLC (New York NY)
NY
01/04/2007 - 03/31/2022
KESTRA INVESTMENT SERVICES, LLC (NEW YORK NY)
IL
10/31/1996 - 12/31/2006
GBS RETIREMENT SERVICES, INC. (ROLLING MEADOWS IL)
FL
03/05/1996 - 05/23/1996
ZEUS SECURITIES, INC. (BOCA RATON FL)
NY
02/23/1993 - 02/03/1995
MONY SECURITIES CORP. (NEW YORK NY)
TX
07/29/1991 - 06/11/1992
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
09/15/1989 - 10/24/1990
MURPHEY FAVRE, INC. (IRVINE CA)
NY
11/03/1987 - 06/15/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 05/02/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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