Unclaimed
Stephen Francis Murphy is a financial professional with over 15 years of experience in the industry. Stephen has worked with several firms, including VIRTU AMERICAS LLC, VIRTU ITG LLC, COMMONWEALTH FINANCIAL NETWORK, LINCOLN FINANCIAL SECURITIES CORPORATION, and BLACKROCK INVESTMENTS, INC. Stephen is currently registered with Robinhood Financial, LLC. Stephen holds several licenses including Series 4, Series 6, Series 7, Series 24, Series 52TO, Series 53, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/13/2021 - Present
Robinhood Financial, LLC (Lake Mary FL)
NY
06/01/2020 - 04/16/2021
VIRTU AMERICAS LLC (New York NY)
NY
12/13/2017 - 06/01/2020
VIRTU ITG LLC (NEW YORK NY)
MA
11/26/2012 - 12/04/2017
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
NH
01/20/2010 - 11/29/2012
LINCOLN FINANCIAL SECURITIES CORPORATION (CONCORD NH)
MA
08/29/2007 - 12/05/2008
BLACKROCK INVESTMENTS, INC. (BOSTON MA)
IA
Issued 11/14/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2012
Series 4 - Registered Options Principal Examination
BC
Issued 12/16/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/09/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2010
Series 7 - General Securities Representative Examination
BC
Issued 08/28/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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