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Stephen Francis Murphy

Robinhood Financial, LLC

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About Stephen Francis Murphy

Stephen Francis Murphy is a financial professional with over 15 years of experience in the industry. Stephen has worked with several firms, including VIRTU AMERICAS LLC, VIRTU ITG LLC, COMMONWEALTH FINANCIAL NETWORK, LINCOLN FINANCIAL SECURITIES CORPORATION, and BLACKROCK INVESTMENTS, INC. Stephen is currently registered with Robinhood Financial, LLC. Stephen holds several licenses including Series 4, Series 6, Series 7, Series 24, Series 52TO, Series 53, and Series 63.

Firm Information

Stephen Murphy is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Murphy’s Registration & Firm History

FL

10/13/2021 - Present

Robinhood Financial, LLC (Lake Mary FL)

NY

06/01/2020 - 04/16/2021

VIRTU AMERICAS LLC (New York NY)

NY

12/13/2017 - 06/01/2020

VIRTU ITG LLC (NEW YORK NY)

MA

11/26/2012 - 12/04/2017

COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)

NH

01/20/2010 - 11/29/2012

LINCOLN FINANCIAL SECURITIES CORPORATION (CONCORD NH)

MA

08/29/2007 - 12/05/2008

BLACKROCK INVESTMENTS, INC. (BOSTON MA)

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Licenses & Designations

IA

Issued 11/14/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/02/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/18/2012

Series 4 - Registered Options Principal Examination

BC

Issued 12/16/2011

Series 53 - Municipal Securities Principal Examination

BC

Issued 05/09/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/06/2010

Series 7 - General Securities Representative Examination

BC

Issued 08/28/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Francis Murphy.
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