Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Francis Murphy is a financial advisor with over 40 years of experience in the financial services industry. Stephen is currently registered with LPL Enterprise, LLC in Forest Hills, New York. Stephen previously worked with Park Avenue Securities LLC, Allstate Financial Services, LLC, Prime Capital Services, Inc., EquiCo Securities, Inc. and The Equitable Life Assurance Society of the United States. Stephen holds Series 6, 22, 24, 26, 51, and 62 licenses. Stephen is also a Chartered Financial Consultant. Stephen provides financial planning, portfolio management, and consulting and other non-discretionary advisory services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/14/2024 - Present
LPL Enterprise, LLC (FOREST HILLS NY)
NY
04/09/2014 - 09/25/2014
PARK AVENUE SECURITIES LLC (WESTBURY NY)
NY
02/29/2000 - 12/10/2013
ALLSTATE FINANCIAL SERVICES, LLC (HAUPPAUGE NY)
NY
07/31/1995 - 07/11/2000
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NY
10/31/1981 - 08/10/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
10/31/1981 - 08/10/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 06/27/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/30/2002
Series 24 - General Securities Principal Examination
BC
Issued 05/03/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/2001
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 06/15/1992
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/13/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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