Unclaimed
Stephen Gonzalez is a registered representative with TD Securities (usa) LLC. Stephen has been in the securities industry since April 29, 2012. Stephen has passed the Securities Industry Essentials Examination and the Operations Professional Examination. Stephen is currently registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/30/2012 - Present
TD Securities (usa) LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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