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Stephen Francis Gonzalez

TD Securities (usa) LLC

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About Stephen Francis Gonzalez

Stephen Gonzalez is a registered representative with TD Securities (usa) LLC. Stephen has been in the securities industry since April 29, 2012. Stephen has passed the Securities Industry Essentials Examination and the Operations Professional Examination. Stephen is currently registered with FINRA.

Firm Information

Stephen Gonzalez is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Gonzalez’s Registration & Firm History

NY

04/30/2012 - Present

TD Securities (usa) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/27/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Francis Gonzalez.
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