Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Follis is a registered representative with Alliancebernstein Investments, Inc. located in Nashville, TN. Stephen has been in the financial services industry since 2016 and has been with Alliancebernstein Investments, Inc. since 2022. Stephen holds the Series 6, 7, and 63 licenses. Stephen is also a Registered Representative of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
07/25/2022 - Present
Alliancebernstein Investments, Inc. (Nashville TN)
TN
03/30/2020 - 05/06/2022
FHN FINANCIAL SECURITIES CORP. (MEMPHIS TN)
TN
02/28/2018 - 03/05/2020
SUNTRUST ROBINSON HUMPHREY, INC. (MEMPHIS TN)
TN
12/02/2016 - 09/08/2017
MML DISTRIBUTORS, LLC (CORDOVA TN)
BC
Issued 03/27/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2018
Series 7 - General Securities Representative Examination
BC
Issued 12/02/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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