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Stephen Fletcher Bernard

Capitol Securities Management, Inc.

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About Stephen Fletcher Bernard

Stephen Fletcher Bernard is a financial advisor at Capitol Securities Management, Inc. Stephen has been in the financial industry since 1973 and has experience at several firms, including Wood (Arthur W.) Company, Inc., Oppenheimer & Co. Inc., Salomon Smith Barney Inc., Dean Witter Reynolds Inc., and Merrill Lynch. Stephen holds Series 1, 5, 7TO, PC, and SIE licenses, as well as the Uniform Securities Agent State Law Examination (Series 63). Stephen specializes in a variety of financial services including financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.

Firm Information

Stephen Bernard is currently registered with Capitol Securities Management, Inc.. Capitol Securities Management, Inc. is a corporation formed in March 1981 and based in Glen Allen, Virginia. They are an SEC-registered investment advisor with over 100 investment advisor representatives and licensed agents. The firm manages between $1 billion and $10 billion in client assets and offers a variety of advisory services including financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Their clients include high-net-worth individuals, trusts and estates, corporations, individuals other than high-net-worth, pension plans, and charitable organizations. They are registered in all 50 states and the District of Columbia.
Capitol Securities Management, Inc.

4050 INNSLAKE DRIVE

GLEN ALLEN, VA 23060

$1.40B

Assets Under Management

51

Total Clients

139

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Bernard’s Registration & Firm History

MA

10/30/2023 - Present

Capitol Securities Management, Inc. (Boston MA)

MA

04/11/2018 - 10/31/2023

WOOD (ARTHUR W.) COMPANY, INC. (BOSTON MA)

MA

02/13/2003 - 03/23/2018

OPPENHEIMER & CO. INC. (BOSTON MA)

NY

02/21/1991 - 02/21/2003

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

07/29/1986 - 01/22/1991

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NA

09/26/1978 - 07/22/1986

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NA

11/01/1973 - 09/26/1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

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Licenses & Designations

BC

Issued 04/03/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/14/1995

PC - AMEX Put and Call Exam

BC

Issued 12/12/1981

Series 5 - Interest Rate Options Examination

BC

Issued 10/24/1973

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Stephen Fletcher Bernard. Review regulatory record here.
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