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Stephen Felix Notebaert

Vanguard Marketing Corp.

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About Stephen Felix Notebaert

Stephen Notebaert is a financial professional registered with Vanguard Marketing Corp., a firm with a Broker-Dealer (BD) scope of practice. Stephen is a Series 7, Series 63, and SIE licensed professional. Stephen Notebaert has been registered in the securities industry since 5/30/2023. Stephen Notebaert is registered in 53 states, including Pennsylvania, where they are located in Malvern.

Firm Information

Stephen Notebaert is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Notebaert’s Registration & Firm History

PA

05/30/2023 - Present

Vanguard Marketing Corp. (MALVERN PA)

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Licenses & Designations

BC

Issued 06/22/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/30/2023

Series 7TO - General Securities Representative Examination

BC

Issued 03/23/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Felix Notebaert.
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