Unclaimed
Stephen Faucetta is a registered representative with Spartan Capital Securities, LLC. Stephen is based in New York, NY and has been in the industry since August 2020. Stephen's previous experience includes working at Benchmark Investments, Inc.. Stephen holds FINRA Series 79TO and Series 63 licenses. Stephen's current registrations include Florida, Kentucky, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/06/2021 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
NY
07/13/2020 - 07/15/2021
BENCHMARK INVESTMENTS, INC. (NEW YORK NY)
BC
Issued 03/09/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/29/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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