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Stephen F Wescott

Charles Schwab & CO., Inc.

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About Stephen F Wescott

Stephen F Wescott is a financial professional with over 20 years of experience in the industry. Stephen is currently registered with Charles Schwab & CO., Inc. and has been working at the firm since 2017. Stephen is a Series 6 and Series 63 licensed representative and holds the Securities Industry Essentials (SIE) designation. Previously, Stephen was registered with Vanguard Marketing Corporation from 2000 to 2015. Stephen is licensed in Arizona. Stephen is a financial advisor who offers financial planning and selection of other advisors services. Stephen's current employment is with Charles Schwab & CO., Inc. located in Phoenix, Arizona.

Firm Information

Stephen Wescott is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Stephen Wescott’s Registration & Firm History

AZ

08/04/2020 - Present

Charles Schwab & CO., Inc. (Phoenix AZ)

AZ

06/28/2017 - 11/26/2019

CHARLES SCHWAB & CO., INC. (Phoenix AZ)

AZ

08/16/2000 - 10/08/2015

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 09/05/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Stephen F Wescott. Review regulatory record here.
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