Unclaimed
Stephen Murphy is a financial advisor registered with Park Avenue Securities LLC. Stephen Murphy has been in the financial services industry since 2009 and holds a Series 6, 7 and 66 license. Stephen Murphy is based in Melville, New York and is licensed in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
01/10/2024 - Present
Park Avenue Securities LLC (MELVILLE NY)
NY
02/05/2016 - 11/20/2023
NYLIFE DISTRIBUTORS LLC (White Plains NY)
NY
11/14/2013 - 07/15/2015
M HOLDINGS SECURITIES, INC. (UNIONDALE NY)
NY
01/02/2009 - 11/06/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FARMINGDALE NY)
BOTH
Issued 03/28/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/07/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2012
Series 7 - General Securities Representative Examination
BC
Issued 12/30/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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