Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen F. McCashin is a financial advisor with UBS Financial Services Inc., and is licensed to provide investment advice and securities trading services. Stephen has been in the industry since 2001, and has held positions at both JPMorgan Securities LLC and UBS Financial Services Inc. Stephen specializes in providing financial advice to individuals, businesses, corporations, trusts, pension plans, charitable organizations, insurance companies and state or municipal government entities. Stephen has a strong track record of success in helping clients achieve their financial goals. Stephen has a deep understanding of the financial markets and a commitment to providing personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
04/03/2023 - Present
UBS Financial Services Inc. (Alamo CA)
CA
12/21/2018 - 07/26/2022
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
CA
10/03/2001 - 10/12/2018
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
IA
Issued 02/15/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/01/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2006
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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