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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen F Dunnuck is an investment advisor representative at Ameriprise Financial Services, LLC. Stephen has been in the financial services industry since June 1995. Stephen also has previous experience at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, COMMONWEALTH FINANCIAL NETWORK, RAYMOND JAMES FINANCIAL SERVICES, INC., INVEST FINANCIAL CORPORATION, and BANC ONE SECURITIES CORPORATION. Stephen holds Series 6, 7, 24, 27, 63, 65, 99TO and SIE licenses. Stephen specializes in asset allocation services, financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
01/28/2022 - Present
Ameriprise Financial Services, LLC (Lafayette IN)
IN
03/10/2008 - 06/07/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (LAFAYETTE IN)
IN
12/18/2001 - 03/10/2008
COMMONWEALTH FINANCIAL NETWORK (LAFAYETTE IN)
FL
08/24/1999 - 12/18/2001
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
WI
05/29/1997 - 08/27/1999
INVEST FINANCIAL CORPORATION (APPLETON WI)
IL
06/20/1995 - 05/23/1997
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 12/04/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2006
Series 24 - General Securities Principal Examination
BC
Issued 05/27/1999
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1995
Series 7 - General Securities Representative Examination
BC
Issued 06/19/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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