Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Dolan is a financial professional with over 20 years of experience in the industry. Stephen is registered with Northwestern Mutual Investment Services, LLC and holds the Series 6, Series 63 and SIE licenses. Stephen's office is located in Stamford, CT. Stephen has been with Northwestern Mutual Investment Services, LLC since 2003. Stephen is currently registered with the following states: California, Colorado, Connecticut, Maine, Massachusetts, New Jersey, New York, North Carolina, Vermont and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CT
04/03/2003 - Present
Northwestern Mutual Investment Services, LLC (Stamford CT)
BC
Issued 09/05/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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