Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Everette Shogren is a financial advisor at Stifel, Nicolaus & Company, Inc. Stephen has over 40 years of experience in the financial services industry. Stephen has a strong background in municipal securities, having passed the Series 52TO exam in 2023. Stephen is a registered representative in Kansas. Stephen previously worked at George K. Baum & Company, Claymore Securities, Inc., Ranson Capital Corporation, Paine Webber Incorporated and United Securities, Inc. Stephen specializes in providing financial advice to individuals, corporations, and institutions. Stephen is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
09/27/2019 - Present
Stifel, Nicolaus & Company, Inc. (WICHITA KS)
KS
08/30/2002 - 09/27/2019
GEORGE K. BAUM & COMPANY (WICHITA KS)
IL
03/13/1996 - 09/04/2002
CLAYMORE SECURITIES, INC. (CHICAGO IL)
ND
12/10/1991 - 01/02/1996
RANSON CAPITAL CORPORATION (MINOT ND)
NJ
11/03/1988 - 02/06/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
02/06/1976 - 09/08/1988
UNITED SECURITIES, INC.
BC
Issued 05/26/1981
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 02/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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