Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Rodewald is a financial advisor with LPL Financial LLC. Stephen has been working in the financial industry since 1990 and has been registered with the Securities and Exchange Commission (SEC) since 1990. Stephen is registered with the SEC as an investment advisor representative (IAR) and is also registered with the Financial Industry Regulatory Authority (FINRA) as a registered representative. Stephen has passed the Series 6, Series 7, Series 63, and Series 65 exams. Stephen provides financial planning, portfolio management, and other advisory services to individuals, families, businesses, and institutions. Stephen is also licensed to sell insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
07/21/2021 - Present
LPL Financial LLC (LEES SUMMIT MO)
MO
12/15/2014 - 07/21/2021
WADDELL & REED (LEES SUMMIT MO)
KS
06/08/2010 - 12/16/2014
ARVEST ASSET MANAGEMENT (LEAWOOD KS)
MO
05/21/2004 - 06/04/2010
UVEST FINANCIAL SERVICES GROUP, INC. (KANSAS CITY MO)
MO
11/11/1997 - 06/01/2004
COMMERCE BROKERAGE SERVICES, INC. (CLAYTON MO)
NA
08/13/1997 - 11/05/1997
NATIONSSECURITIES
MO
06/21/1994 - 08/13/1997
BOATMEN'S INVESTMENT SERVICES, INC. (ST. LOUIS MO)
NJ
02/26/1990 - 06/24/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
02/26/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 05/02/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/1994
Series 7 - General Securities Representative Examination
BC
Issued 02/20/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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