linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Stephen Eugene Morris

THE Leaders Group, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Stephen? Claim Your Profile

About Stephen Eugene Morris

Stephen Morris is a financial professional with over 25 years of experience in the industry. Stephen is currently registered with The Leaders Group, Inc., a firm headquartered in Littleton, CO. Stephen has been with the firm since January 2017. Previously, Stephen was associated with LPL Financial LLC, Transamerica Financial Advisors, Inc., and Centara Capital Securities, Inc. Stephen holds a Series 6, Series 63, and SIE licenses. Stephen's experience includes securities, investment company products, and variable contracts. Stephen is registered in California.

Firm Information

Stephen Morris is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Stephen Morris’s Registration & Firm History

CO

01/03/2017 - Present

THE Leaders Group, Inc. (LITTLETON CO)

CA

08/11/2011 - 05/24/2016

LPL FINANCIAL LLC (SAN DIEGO CA)

CA

09/04/2009 - 08/16/2011

TRANSAMERICA FINANCIAL ADVISORS, INC (SAN DIEGO CA)

CA

01/29/2008 - 09/04/2009

TRANSAMERICA FINANCIAL ADVISORS, INC. (SAN DIEGO CA)

CA

11/06/2006 - 10/04/2007

CENTARA CAPITAL SECURITIES, INC. (SAN DIEGO CA)

CA

03/05/2002 - 10/25/2006

TRANSAMERICA FINANCIAL ADVISORS, INC. (SAN DIEGO CA)

IN

10/01/1997 - 03/04/2002

JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)

IN

02/27/1996 - 10/01/1997

JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)

CO

05/23/1994 - 02/29/1996

INTERVEST INTERNATIONAL EQUITIES CORPORATION (COLORADO SPRINGS CO)

NA

12/10/1993 - 05/23/1994

PROGRAMMED EQUITIES CORPORATION

Not sure if Stephen Eugene Morris is right for you?

Licenses & Designations

BC

Issued 10/21/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/09/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Eugene Morris.
Not sure if Stephen Eugene Morris is right for you?