Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Maurer is an investment advisor representative with LPL Financial LLC. Stephen has been in the industry since August 7, 2007. Stephen is registered with the state of Hawaii and Texas. Stephen is also a Registered Principal with the firm. Stephen has passed the Series 66, Series 24, Series 7, Series 31 and SIE exams. Stephen has previously worked for NATIONAL PLANNING CORPORATION, AIG FINANCIAL ADVISORS, INC., SUNAMERICA SECURITIES, INC. and MORGAN STANLEY DW INC.. Stephen is also a member/owner of Pacific Financial Navigators.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
HI
03/03/2020 - Present
LPL Financial LLC (HONOLULU HI)
HI
10/04/2012 - 11/29/2017
NATIONAL PLANNING CORPORATION (HONOLULU HI)
HI
10/31/2005 - 08/24/2007
AIG FINANCIAL ADVISORS, INC. (HONOLULU HI)
AZ
04/14/2003 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NY
04/30/2002 - 02/14/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 11/26/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2012
Series 7 - General Securities Representative Examination
BC
Issued 05/28/2002
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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